Company Performance Metrics
Karen Zenisek: DirectorPast Role: Schwab Compliance Technologies, Managing Director
Jeff Childs: Director of SMB SalesPast Role: ComplySci, Vice President of Sales
With over 1M users globally, MCO has built a long-term compliance platform that fits the needs of capital markets firms of all sizes, delivering: • A single integrated solution that checks for conflicts across systems • Centralized data for ease-of-access, consistency and unparalleled risk control • An easy-to-use interface to increase employee
efficiency and adherence • A scalable modular approach to meet the unique needs of every firm
With 1300 clients in over 100 countries and employees around the world, MCO delivers affordable, easy to-use compliance technology that helps highly regulated firms better monitor, identify and remedy conflicts of interest and code of conduct issues.
The MyComplianceOffice Conduct Compliance Risk Suite contains four comprehensive compliance solutions which manage complex and burdensome processes and provide transparency into a company's potential conflicts of interest and conduct-related activities.
Know Your Risk (KYR) provides easy to use compliance oversight with the ability to deconstruct regulations, frameworks, policies and controls into visual maps that clearly communicate the obligations that require oversight and enables them to track the changes as they are made to the obligations.
Know Your Employee (KYE) provides compliance teams with an easy and affordable way to monitor, manage and ensure that employee policies are followed. Intuitive interfaces enable employees to fulfil their compliance obligations with a minimum of effort.
Know Your Transaction (KYT) helps the Control Room and Compliance Team mitigate risk that can originate from breaches in market manipulation, insider trading, suitability, conflicts of interest, fund mandate and investment banking activities.
Know Your Third Parties (KYTP) makes it easy to oversee due diligence activities associated with third party relationships including vendors, customers, counterparties, agents and partners.
